Client Service Process

Unger & Associates Investment Management is a boutique firm serving a select group of clientele. Working together has to be the right fit, because your financial independence can’t be left to someone who doesn’t understand your needs as an individual.

 

We work closely each client to develop their investment strategy and understand their financial goals. Part of excellent client service is communication, therefore every client has John Unger’s mobile number and are encouraged to call with any needs or questions they may have.

 

Our Philosophy is if you are going to invest your wealth with us you better be able to talk to the person managing your investments.

 

Understanding our client is an ongoing process:

Establish Goals
Gather
Data
Analyze
Data
Monitor & Make Adjustments
Implement
Plan
Propose
Solutions

Client Reviews:

 

We typically have 2 to 3 client review meetings per year, and require that we have one formal review annually. Clients outside of the Central Texas area we have quarterly teleconference review meetings.

 

During these meetings we

 

  • Answer client questions

  • Review confidential client profile

  • Review investment performance and allocation

  • Review market and economic outlook

  • Review and confirm investment strategy

  • Schedule next client activity

 

Client Reporting Provided

 

  • Monthly investment statements

  • Quarterly performance statements

  • On-line account access

  • Year End Tax Reporting

John D. Unger, CFP®, ChFC®, CLU®

Investment Consultant

1000 W State Highway 6 Suite 140

Waco, TX 76712

(254) 751-9308

(254) 751-9330 fax

junger@unger-associates.com

 

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, FL, KS, MN, NE, OH, OR, TX, WA, WI. John D. Unger is registered as LPL Investment Advisor Representative in the following states: TX. Holds FINRA Series 7, 24, 63 & 65 Registrations, through LPL Financial.

 

Securities and advisory services offered through LPL Financial, a Registered Investment Adviser,  Member FINRA/SIPC

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