Win/Win Relationship

Unger & Associates Investment Management is a fee-based firm. This allows us to enter in to a win-win relationship with our clients.

 

Fee-based asset management allows us to share a common goal – to grow the value of your portfolio. Fee-based asset management ties Unger & Associates Investment Management compensation directly to the performance of your account. Instead of commissions, Unger & Associates Investment Management earns an annual fee based on the market value of the account.* Unger & Associates Investment Management concentrates on what matters most – building an investment portfolio that seeks to address your specific needs.

 

*Strategic Asset Management maximum advisory charge 2.50%

 

Ongoing Advice and Oversight

 

As a fiduciary under the Investment Advisors Act of 1940, your financial advisor is obligated to act in your best interest and provide you will full and fair disclosure of material conflicts of interest. In a Strategic Asset Management account, Unger & Associates Investment Management provides ongoing advice and monitoring of your investment portfolio. These services may be provided on a discretionary basis, which means that you don’t need to direct Unger & Associates Investment Management to make trades, rebalance your portfolio or make other investment decisions for your account. This discretionary trading capability in a Strategic Asset Management account gives Unger & Associates Investment Management the ability to react to changes in economic conditions on your behalf.

 

In Simple Terms

 

We both win when your investments are managed prudently with no conflict of interest.

John D. Unger, CFP®, ChFC®, CLU®

Investment Consultant

1000 W State Highway 6 Suite 140

Waco, TX 76712

(254) 751-9308

(254) 751-9330 fax

junger@unger-associates.com

 

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, FL, KS, MN, NE, OH, OR, TX, WA, WI. John D. Unger is registered as LPL Investment Advisor Representative in the following states: TX. Holds FINRA Series 7, 24, 63 & 65 Registrations, through LPL Financial.

 

Securities and advisory services offered through LPL Financial, a Registered Investment Adviser,  Member FINRA/SIPC

Check the background of this investment professional at FINRA's BrokerCheck